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Thứ Tư, 3 tháng 8, 2011

Chapter 33 Electrocardiography


NCBI Bookshelf. A service of the National Library of Medicine, National Institutes of Health.
Walker HK, Hall WD, Hurst JW, editors. Clinical Methods: The History, Physical, and Laboratory Examinations. 3rd edition. Boston: Butterworths; 1990.
Bookshelf ID: NBK354 PMID: 21250195

Chapter 33 Electrocardiography

R. Joe Noble, J Stanley Hillis, and Donald A. Rothbaum

Definition

The electrocardiogram (ECG) records from the body surface and registers the differences in electrical potential generated by the heart. The signal recorded is determined by action potentials generated by millions of individual cells and their sequence of activation. A multitude of factors, both cardiac and extracardiac, alter the final electrical signal. For instance, the electrical forces generated by the heart are subsequently altered by the position of the heart within the body, the nature of the intervening tissue, and the distance to the recording electrode. Since the final, recorded electrical signal does not faithfully reflect the electrical activity of individual cells, the student should not expect the ECG necessarily to provide an exact anatomic or physiologic: "picture" of the heart. Nevertheless, as the result of careful correlation of electrocardiographic patterns with observed anatomic, pathologic, and physiologic data, it is now possible to deduce, with a high grade of accuracy, the state of the heart from the surface ECG. While it is true that the ECG may be normal despite an abnormal heart, or abnormal with a normal heart, it is equally true that the ECG often provides an important indication of a cardiac abnormality, and even allows a fairly accurate appraisal of the anatomic and physiologic significance of that abnormality. Furthermore, the ECG is by far the best method of analysis of disturbances of the cardiac rhythm.

Technique

The frontal plane ECG is recorded from the supine, resting patient by attaching an electrode to each of the four extremities (Figure 33.1). Bipolar lead I records the difference of potential between the left arm and right arm, with the left arm serving as the positive pole, so that a current of electricity passing from right to left will be reflected as an upward deflection in lead I of the recording. Lead II records the difference in potential between the right arm and left leg, with the left leg serving as the positive pole. Lead III records the differences in potential between the left arm and left leg, with the left leg again positive. Three additional leads—the "augmented leads" aVR, aVL, and aVF—record the difference in potential between the right arm, left arm, or leg, respectively, and a ground lead formed by summing the other two unused limb leads. In each case, the positive pole is the designated limb. Taken together, these six leads record the cardiac electrical vectors throughout the entire 360° of the frontal plane (Figure 33.2).
Vectors moving in the horizontal plane, in contrast, are reflected in the precordial leads, V1 through V6, which are placed on the anterior and left lateral chest in the positions shown in Figure 1C.
The V1 electrode position is located in the fourth right intercostal space adjacent to the sternum. The V2, electrode position is located in the fourth left intercostal space adjacent to the sternum. The V3 electrode position is located at the midpoint of a line connecting the electrode position for V2 and electrode position for V4. The V4 electrode position is located in the fifth left intercostal space in the midclavicular line. The V5 electrode position is located at the same level as the electrode position for V4 on the anterior axillary line. The V6 electrode position is located at the same level as the electrode positions for V4 and V5 on the midaxillary line. In each instance, the electrode serves as a positive pole, with the negative pole formed by electrically connecting all the limb leads so that an electrical current moving toward one of the precordial leads will be reflected as an upward deflection on the recording. Conversely, a vector moving toward the right posterior chest will be reflected as a negative deflection in the left anterior precordial leads. Thus, even though no electrodes are placed on the right posterolateral chest, vectors moving in any direction within the 360° of the horizontal plane will still be reflected in the six selected precordial leads.
The ECG instrument records each lead separately, either sequentially or, in some instruments, several leads can be recorded simultaneously. As the stylus moves, depending on the voltage it is reflecting, the recording paper moves at a constant, present speed of 25 mm/sec. Hence time is represented on the recording paper by the horizontal axis, and voltage is reflected in the vertical axis.
The signal is recorded on a grid, with lines 1 mm apart in both the vertical and horizontal axes. In the horizontal axis, each 1 mm represents 0.04 second (40 msec), and every 5 mm, designated by a bold line, indicates 0.2 second. The recording must be precisely standardized, so that 1 mm vertical deflection reflects 0.1 mV; 5 mm, again indicated by a more bold line, represents 0.5 mV (Figure 33.3). If the electrocardiogram is recorded at a different paper speed (such as twice the conventional rate) or with a voltage other than the conventional, these alterations must be recorded and taken into account when measuring the various intervals and waves of the ECG.

Waves, Intervals, and Segments

By convention, the first upward deflection from the baseline is termed the P wave, and it reflects atrial depolarization. The P wave should not exceed 2.5 mm in height nor 0.11 second in width (i.e., less than three small boxes high and wide).
Ventricular depolarization is represented by the QRS complex. The Q wave is the first negative deflection from the baseline after the P wave, but preceding an upward deflection. Normally, the Q wave reflects ventricular septal depolarization, and its duration does not exceed 0.03 second. The R wave is the first positive deflection after the P wave, reflecting depolarization of the ventricular mass. The S wave is the negative deflection following the positive R wave representing later ventricular depolarization. Any positive deflection following an S wave is labeled R′ (read "R-prime"); any negative deflection following an R′ is labeled S′. By convention, an uppercase R or S infers a large deflection, whereas a lowercase r or s infers a smaller deflection.
The T wave reflects repolarization of the ventricle and may be represented as either a positive or negative deflection following the QRS complex. The area incorporated within the T wave approximates that within the QRS complex, and its polarity is roughly the same as the principal QRS polarity.
Occasionally, another wave, the U wave, may follow the T wave, and it is generally of the same polarity as the T wave. The mechanism of the U wave is unknown, though it may reflect repolarization of papillary muscles, or simply represent an afterpotential.
The PR interval is the time from the beginning of the P wave to the beginning of the QRS, whether initiated by a Q or an R, and this interval indicates the time required for the atria to depolarize, and for the electrical current to conduct through the atrioventricular node and bundle branches until the ventricle depolarizes. The QRS interval is that interval from the beginning of the Q wave to the end of the S wave, incorporating ventricular depolarization. The QT interval is the time from the beginning of the Q wave to the end of the T wave, incorporating both ventricular depolarization and repolarization.
The PR segment is that portion of the recording between the end of the P wave and the beginning of the QRS. The ST segment is that portion of the recording, generally represented by a horizontal line, from the end of ventricular depolarization, whether represented by an R wave or an S wave, to the beginning of the T wave.

Basic Science

In order to understand the mechanism of the recorded electrocardiographic patterns, it is essential to appreciate first of all the genesis of a single action potential; the derivation of the surface tracing from the cardiac cells; and the sequence of activation of the heart.

Genesis of Cellular Action Potential

Adjacent to the cell, diagrammed in Figure 33.4, is the exquisitely fine tip of a microelectrode (a), which, since it has not yet been advanced into the cell, records nothing, that is, a difference in potential, or voltage, of zero. Once introduced into the cell, however (b), it records a negative potential of about 90 mV with respect to the outside of the cell. This inner negativity reflects a selective permeability of the membrane to potassium, such that there is a net loss of potassium, leaving the inside electrically negative.
The cell remains in this negative or polarized state until, by one of two mechanisms, its negativity is reduced (it becomes more positive) to the threshold potential. The threshold potential is that potential at which the membrane's permeability to sodium is altered such that the cell can depolarize. Since the positive sodium ions move rapidly into the negative cell, the inside of the cell becomes more positive. In fact, before the sodium influx is arrested, the intracellular potential becomes absolutely positive, manifested by the so-called overshoot. This phase of depolarization is followed by restitution of the intracellular potential to normal—the phase of repolarization—which is accomplished by a loss of the positive intracellular potassium ion. Repolarization includes an early slow phase, termed the plateau, which is the result of a relative balance between the diminishing, inward calcium current and an increasing, outward potassium current, and a later rapid phase, due principally to potassium efflux.
These phases of the action potential are numbered: Phase 0 depicts depolarization; phase 1 refers to the overshoot or spike; phase 2 numbers the slow phase of repolarization; and phase 3 is the rapid phase of repolarization.

Derivation of Surface QRS-T from Cellular Action Potentials

It is important to understand this transmembrane action potential, both because the surface electrocardiogram is derived from it and because arrhythmias result from changes in the action potential of one or several cells.
Consider pattern recognition first. Note in Figure 33.4 that the QRS is inscribed during the phases of depolarization, the ST segment during the isoelectric plateau, and the T wave during phase 3 rapid repolarization.
Changes in the intracellular action potential may be responsible for changes in the surface electrocardiogram. Consider the QT interval and T wave configuration, for example (Figure 33.4). In comparison with the normal action potential and surface QRS-T, an increase in extracellular potassium causes the resting membrane to be less negative; hence there is a slowing in phase 0 manifested by a slowing in the upstroke and prolongation of the QRS complex. Increased extracellular potassium also increases the permeability of each cell to potassium so that potassium efflux is hastened, resulting in a more rapid phase 2 and quicker phase 3. The foreshortening of the plateau and quickening of phase 3 result in a foreshortening of the QT interval with a peaked T wave. Conversely, hypokalemia results in a decreased permeability of the cell membrane to potassium so that phases 2 and 3 merge, resulting, in the surface tracing, in a prolongation in the QT with a flattening of the T and a more prominent U wave. With hypocalcemia, the plateau phase of the action potential is prolonged, resulting in a prolongation in the isoelectric ST interval. Conversely, with hypercalcemia, the QT interval is foreshortened as a result of an abbreviation of phase 2 and the isoelectric ST interval.

Derivation of Cardiac Rhythm from Cellular Action Potential

Recall that in order for the cell to propagate a transmembrane action potential, or depolarize, its resting potential must be brought to threshold. There are two mechanisms by which this may be accomplished. The first, and simplest, is electrically to stimulate the cell from an outside source. If the stimulus is too weak, the resting potential will be reduced but not to threshold, so no depolarization will occur. If the stimulus is sufficiently strong to reduce the resting potential to threshold, then a transmembrane action potential is propagated. Nearly all the cells in the heart are depolarized in this fashion; each cell is stimulated externally by its neighboring cell.
The second mechanism by which the resting potential is reduced to threshold is termed automaticity. An automatic cell is one that displays a gradual, spontaneous loss of negativity during diastole, a phenomenon termed diastolic depolarization and numbered phase 4 of the transmembrane action potential (Figure 33.4).
In the heart there are two kinds of cells, electrically automatic and electrically nonautomatic. The muscle cells are generally nonautomatic. Their resting potential remains constant until the cell is stimulated to reach threshold. The automatic cell, on the other hand, demonstrates phase 4 diastolic depolarization (see Figure 33.4). Specialized cells in the sinus node, AV node, and the remainder of the His and Purkinje conducting system demonstrate automaticity. The cells with the most rapid slope of diastolic depolarization reach threshold first, so these are the cells, generally located in the sinus node, which control the rate of the heart. In other words, heart rate depends on the rapidity or slope of diastolic depolarization of the most automatic cells. The more rapid the slope, the earlier the cell reaches threshold and the faster the heart rate. Altered automaticity would be one cause of rhythm abnormalities.
A second common mechanism of rhythm disturbances is reentry. Considering the box in Figure 33.5A to represent the heart as a whole, consider one small segment, or cell. Reentry refers to the phenomenon of an impulse depolarizing this segment or cell, to produce an action potential or, on the surface ECG, a QRS complex, then traversing around another portion of the heart in a circuitous movement to reenter the first segment at a later time, eliciting a second response (a second QRS, for instance, on the surface ECG), such as a coupled premature ventricular complex.
Two conditions must prevail for reentry to occur. First, the impulse must leave the selected segment to conduct through other cardiac muscle. If the impulse that depolarized the first cell had conducted through the remainder of the heart, then the neighboring cells would be refractory; conduction into the circus pathway would not be possible. In other words, for the circus pathway to be excitable, the initial wave of depolarization must not have reached that pathway—that is, there must be unidirectional block (block forward into the reentry pathway, but not retrograde) into this portion of the pathway. Without unidirectional block, reentry would not have been possible.
Second, there must be a slowing in conduction. The heart requires about ⅓ second to recover, or to become re-excitable. If the impulse travels at a speed of 3 m/sec, which is about the speed of conduction expected in a Purkinje network, then the impulse would travel ⅓ sec × 3 m/sec, or 1 m before reentering the cell. Of course, the heart is not that large. So the only alternative explanation is that conduction must have been remarkably slowed.
Slowing in conduction is easily recognized at the level of the AV node by measuring the PR segment on the surface electrocardiogram. Thus, reentry can often be diagnosed or inferred from the surface electrocardiogram when reentry develops in the AV junction. On the other hand, slowing in conduction and reentry may not be so easily recognized in other portions of the heart.
With the help of a ladder diagram, which denotes electrical activation of the atrium, AV junction, and ventricle, consider the mechanism of a supraventricular tachycardia resulting from reentry at the level of the AV node (Figure 33.5B). The first two diagrammed complexes originate in the sinus node, with atrial activation conducting normally through the AV junction, with the appropriate AV and resultant PR delay, before depolarizing the ventricle. The third atrial activation, labeled A′ in the atrium and P′ on the surface ECG, occurs prematurely, thereby reaching the AV junction during its relative refractory period and conducting more slowly through the junction. Note the prolongation in the AV interval, and in the PR interval on the surface tracing. Recall that this slowing in conduction is a prerequisite for reentry so that this impulse may "turn around" in the junction to conduct retrograde back through the junction via a second pathway, to excite the atrium a second time—that is, the atrium has now been depolarized twice as a result of a single stimulus (which is the definition of reentry). This impulse, in turn, can conduct antegrade, though slowly, through the AV junction into the ventricle, and then reciprocate back and forth between the two chambers, resulting in a supraventricular tachycardia. After four such complexes a second premature complex, labeled A″ in the atrium and P″ in the ventricle, then occurs, conducting into the AV junction, thereby interrupting the retrograde path of the reentry circuit and terminating the tachycardia.
Clinically, the mechanism of reentrant supraventricular tachycardia can often be differentiated from a supraventricular tachycardia resulting from augmented automaticity, such as that resulting from digitalis excess. The latter is diagrammed in Figure 33.5C. Of course, the tachycardia must of necessity be initiated by a premature atrial complex (A′), but the premature complex is often later, reaching the AV junction after it has regained excitability, so that the PR interval is not prolonged. Then, rather than a regular tachycardia ensuing, the automatic focus generally "warms up" — that is, there is a gradual acceleration in the rate to the ultimate rate of the tachycardia. Finally, the automatic rate of the tachycardia is often not terminated by a premature atrial complex, but gradually slows before stopping. A reentrant supraventricular tachycardia can be initiated in the laboratory by an appropriately timed atrial stimulus, and terminated similarly. In contrast, automatic tachycardia can generally not be initiated and terminated by atrial pacing.
Figure 33.6 shows an example of accelerated idioventricular rhythm, or slow ventricular tachycardia, whose mechanism is presumably augmented automaticity of a focus in the ventricle. Study the first two complexes in the top tracing to determine the normal P wave, PR interval, and QRS. Compare these complexes with those in the middle of the second trace. Note that the PR interval is shorter. It is likely that each P wave has nothing to do with the ensuing QRS complex. Instead, as the sinus rate gradually slows, a hitherto unrecognized ventricular rhythm at a rate of about 101 cpm becomes manifest, and usurps control of the ventricle. The broad complexes are ventricular in origin, resulting from augmented automaticity of that focus. Toward the end of the middle trace, and in the bottom trace, as the sinus rate accelerates, as a result of increasing automaticity at the level of the sinus node, the atrium again captures and controls the ventricle.

Sequence of Activation; The Vector Concept

The surface ECG tracing is the result of summing the electricity generated from the multitude of cardiac cells. As the segment of myocardium diagrammed in Figure 33.7 depolarizes from the endocardium to the epicardium, an electrical force is generated. The force is termed a vector, and it is characterized by a given magnitude and direction. By convention, the positive pole of the vector is represented by an arrowhead; also, by convention, when the positive pole is directed toward an electrode the ECG stylus is deflected upward, whereas if the vector is directed away from an electrode, a negative deflection is recorded. The amplitude of the deflection depends on the magnitude of the vector. Thus, in Figure 33.7, as the vector is directed away from electrode A toward electrode B, a negative deflection is recorded in A, a positive deflection in B.
Once that segment of muscle depolarizes, it must repolarize. If repolarization were in the same direction—that is, from endocardium to epicardium, but represented by the reinstitution of cell negativity, then the repolarization wave reflected on the surface tracing would be reflected in an identical complex, but in the opposite direction. In fact, repolarization of the ventricle travels in the opposite direction from depolarization, probably as a result of a delay in repolarization of the endocardium due to the intraluminal left ventricular cavity pressure. In addition, repolarization is slower than depolarization. Hence, repolarization, as reflected on the surface electrocardiogram, is slower, but in the same direction as depolarization. In general terms, however, the area subtended under the QRS complex approximately equals that under the T wave.
Next, to understand the surface electrocardiogram, consider the sequence of depolarization and repolarization of the heart (Figure 33.8).
Recall that the sinus node generally depolarizes more rapidly than other cells, so this is the first area of excitement; the sinus node is located in the upper right atrium. Its depolarization is of such low voltage that it is not recorded on the surface electrocardiogram, but atrial activation spreads from the sinus node downward and to the left (Vector A), depolarizing the right atrium just before the left, resulting in an upward P wave in leads I and the inferior leads, often with a notch, separating depolarization of the two atria, and with some terminal negativity in V1 (Figure 33.8).
The wave of depolarization conducts slowly from the atrium through the AV node into the bundle of His and the bundle branches. Again, the electricity generated by these tiny structures is insufficient to be recorded on the surface, so, instead, the isoelectric PR interval is recorded.
Having conducted through the AV conducting system to reach the ventricles, the wave of activation reaches a terminal portion of the shorter left bundle and hence the ventricular muscle on the left side of the septum before reaching the termination of the longer right bundle. Hence, the interventricular septum is first depolarized from left to right (Vector 1), reflected in an upward deflection in the right precordial leads (V1), but a negative deflection in the left precordial leads (V6). This initial wave of ventricular depolarization may be either superior (Vector 1a) or inferior (Vector 1b), so that either a small q or an r may be recorded in leads II, III, and aVF
Following septal depolarization, the apex and then the remainder of the ventricular free walls depolarize. By consideration of Figure 33.8, the student will note that the second wave of ventricular depolarization (Vector 2), at the apex of the ventricles, is, in general, isoelectric to the right and left precordial leads, so that the stylus returns to the baseline. The two ventricles depolarize at approximately the same time, but the larger left ventricular muscle generates more electrical voltage than the smaller right ventricular muscle, so that the net forces of Vector 3 are directed to the left and inferiorly, reflected in a negative stylus movement over the right precordium, but a positive R wave over the left precordium. Again, the stylus returns to the baseline as the superior left ventricular free wall and right ventricular outflow tract are finally depolarized, as diagrammed as Vector 4 in Figure 33.8.
Following phases 0 and 1 of the multiple transmembrane action potentials, the plateau or slow phase of repolarization (phase 2) is manifested on the surface ECG as the isoelectric ST segment. With more rapid repolarization, more apparent over the left ventricle than the right, the T wave is inscribed, subtending an area about equal to the QRS, but slower and more drawn out, and, in general, pointing in approximately the same direction as the QRS.

The Normal Electrocardiogram

The normal electrocardiogram begins with a P wave, reflecting depolarization of the atria, generally from right to left, and inferiorly. Thus, the atrial activation is represented on the surface electrocardiogram by a P wave that is upright in leads I, II, and III. Terminal negativity in the precordial lead V1 is normal, and represents later depolarization of the posteriorly located left atrium. The amplitude of the P wave should not exceed 2.5 mm (0.25 mv), and its duration should not exceed 0.11 second (less than three small boxes). The P wave may be notched, indicating separate right and left atrial activation.
The PR segment is generally isoelectric. This segment may be deflected, however, by repolarization abnormalities of the atria, such as that resulting from atrial infarction or pericarditis.
The normal PR interval measures between 0.12 and 0.20 second.
The duration of the QRS complex measures between 0.06 and 0.10 second. The Q wave should not exceed 0.03 second, and its depth generally does not exceed 3 mm. The height of the R wave generally does not exceed 20 to 25 mm. The frontal axis of the QRS complex measures between −30° and 105°, indicating that the complex is principally positive in both lead I and lead II. The normal sequence of activation of the ventricle requires an rS in V1, gradually progressing into a larger R toward the left precordium, and a smaller S. A small q wave is generally recorded in the left limb and precordial leads, reflecting left to right septal activation.
The T wave generally points in the same direction as the QRS; the mean T vector should not be more than 30 to 45° divergent from the mean QRS vector. The area subtended by the T wave approximates that included within the QRS complex as well.
The normal QT interval is dependent upon heart rate. With the normal heart rate of approximately 70 cpm, the QT interval measures approximately 0.4 second. The QT interval can be corrected for heart rate (QT0) according to Bassett's formula:
Image ch33e1.jpg
Alternatively, add 0.02 second to 0.40 second for every decrement in the heart rate below 70 cpm by 10 beats; or subtract 0.02 second from 0.40 second for every 10-beat increment in heart rate above 70 cpm to calculate a normal QT interval for that heart rate. Simpler yet is the observation that the QT interval generally measures less than one-half the RR interval.
The ST segment is normally isoelectric, and divergence of the ST interval from baseline often indicates clinically significant abnormalities. The ST interval is generally not of clinical significance unless the QT interval is foreshortened or prolonged, as, for example, with hyper- or hypocalcemia. respectively.

Axis

Precise calculation of electrical axis is usually unnecessary. The student simply needs to determine whether the axis is normal, deviated to the right ("right axis deviation"), or toward the left ("left axis deviation"). By convention, the normal axis ranges from − 30° to + 105° (Figure 33.2). Right axis deviation indicates an axis greater than 105°, and generally indicates either a predominance of right ventricular forces, resulting from right ventricular hypertrophy of any cause, or a loss of left lateral forces, such as that resulting from lateral wall infarction. Left axis deviation infers an axis to the left of − 30°, and is commonly the result of either left anterior hemiblock (to be discussed subsequently) or left ventricular predominance.
To determine axis, visually calculate the area subtended by the positive and negative QRS deflections, and algebraically sum them. If the area is principally upright in lead I, then right axis deviation is excluded; right axis deviation is defined as an axis greater than 105°, which would be reflected by a principally negative deflection in lead I. Similarily, if the QRS complex in lead II is principally positive, then left axis deviation is excluded since, by definition, left axis deviation is to the left or negative side of − 30°, which is perpendicular to lead II. In other words, the student can immediately determine that the axis is normal by simply observing principally upright deflections in both leads I and II. Left axis deviation will be diagnosed by an S wave exceeding the R wave in lead II; right axis deviation will be diagnosed by the S wave exceeding the R wave in lead I. One may calculate the QRS axis more precisely by determining the relative positivity–negativity in each of the limb leads, and hence placing the resultant vector.

Clinical Significance

Arrhythmias

Bradycardia

The heart rate may be slow (less than the arbitrarily defined lower limit of 60 cpm) for one of two reasons: The atria are slow—atrial bradycardia; or there is a block in conduction between the atria and ventricles—atrioventricular or AV block.
There are three varieties of atrial bradycardia: sinus bradycardia, sinus exit block, and sinus arrest. Sinus bradycardia is characterized by a normal sequence of activation, with the impulse arising in the sinus node and a normal P wave, but the rate is less than 60 cpm. Sinus exit block is characterized by a block in conduction surrounding the sinus node, so the sinus pacemaker may function normally, but the impulse fails to exit from the sinus node to excite the atria. On the surface ECG, sinus exit block is characterized by periodic pauses which are exact multiples of the sinus intervals. For instance, in Figure 33.9, pauses are recorded that represent two (2:1), three (3:1) or four (4:1 sinoatrial ratio) sinus intervals. Since the P wave following the pause is precisely timed with the expected sinus interval, we may assume that the sinus node discharged appropriately during the interval, but the impulse failed to exit from the sinus node to excite the atrium and generate a P wave. Sinus arrest is represented by total cessation of atrial activation, with or without prior slowing of the sinus rate.
AV conduction may block at one of two levels: at the level of the AV node or beyond the bifurcation of the bundle of His—that is, at the level of the bundles or ventricle (Figure 33.10). Block at the level of the AV node may be termed AV nodal block, Type I block, or supra-His block. Clinically, it is helpful to consider this a variety of supraventricular block, since the abnormality is above the level of the ventricles. Regardless of where the block occurs, three different degrees of block are possible. First degree block refers to a slowing in AV conduction, with a resultant prolongation in the PR interval, though each P wave does succeed in conducting through the AV conducting system to activate the ventricle (Figure 33.11A). Second degree block indicates that some of the P waves conduct through the AV junction, but others fail to excite the ventricle. When second degree block develops at the level of the AV node (Type I), it is invariably Wenckebach in type, characterized by a progressive prolongation in the PR interval until a P wave fails to traverse the AV conducting system to excite the ventricle (Figure 33.11B). Classically, the increment in the PR interval is decremental. Consequently, with Wenckebach second degree block of the AV node, although there is a progressive prolongation in the PR interval, the RR interval commonly decreases until the pause, which measures less than two PP intervals. This timing may be better understood by reference to the diagram in Figure 33.12. Third degree block is complete block—that is, none of the P waves succeed in traversing the AV conduction system to depolarize the ventricle. When third degree block develops at the level of the AV node (Type I), a focus lower in the AV junction generally escapes to conduct into the ventricle, and the escape rate may be only slightly less than a normal sinus rate (Figure 33.11C).
When block develops below the bifurcation of the bundle of His, at the level of the intraventricular conduction system, it is termed infra-His, bilateral bundle branch block, or Type II block. Clinically, it is well to recall that this is block at the level of the ventricles, so it may be termed ventricular block. Again, the block may develop in any of three degrees. First degree block, characterized by prolongation of the PR interval, is recognized by the coexistent prolongation in intraventricular conduction. Second degree block at this level is termed Mobitz II (Wenckebach block may also be referred to as Mobitz I). Mobitz II block is characterized by a constant PR interval until a P wave suddenly fails to conduct to the ventricle, with a resultant pause. Invariably, the QRS is prolonged with a bundle branch block pattern. Third degree, or complete block, at the level of the ventricles is characterized by an extraordinarily slow ventricular response, since any escape focus beneath this level of block has a very slow intrinsic rate.
Figure 33.13 shows an example of infra-His block. In lead V1, note that each P wave is followed after a markedly prolonged PR interval by a QRS with right bundle branch block conduction delay. This would indicate first degree infra-His block. In lead aVR, the third P wave suddenly fails to conduct to the ventricle, whereas the preceding P waves did conduct with a fixed PR interval. This is an example of Mobitz II, second degree infra-His (Type II) block, and the "escape" focus is a previously positioned demand pace maker. Were it not for the pacemaker, the patient may have manifested complete heart block, with an exceedingly slow, if any, ventricular escape.
As indicated above, the first determination that the student must make in interpreting a bradycardia is its origin: supraventricular or ventricular (see Figure 33.10). The etiology of the abnormality, the prognosis of the patient, and the therapy are much more dependent upon the site of origin of the bradycardia than the precise rhythm disturbance or the degree of block. Thus, if the abnormality is supraventricular, either one of the three atrial varieties or one of the three degrees of AV block, the cause may be high vagal tone, digitalis, ischemia or infarction of the inferior wall of the heart. Wenckebach block may even be a normal finding in a healthy young adult. The prognosis is generally good. If any therapy is required (and it commonly is not), vagolytic therapy with atropine or low-dose catecholamine infusion may suffice. Cardiac pacing is infrequently required.
Conversely, if the block is at the level of the ventricles, it is never normal. The cause may be idiopathic degeneration of the cardiac skeleton and adjacent conducting system (Lev's disease), toxic amounts of certain drugs, or infarction of the anterior wall and interventricular septum. Depending upon the etiology, the prognosis may be much worse, with syncope or even death more likely to ensue when the cause is myocardial infarction. Vagolytic agents will not accelerate intraventricular conduction, and either catecholamines (as an emergency measure) or cardiac pacing may be indicated.
For instance, consider a single etiology: myocardial ischemia or infarction. With knowledge of the coronary arterial distribution and, more particularly, the coronary supply of the essential pacemaker and conducting sites in the heart, one can predict which bradycardia is likely to complicate a given myocardial infarction.
In Figure 33.14A we have diagrammed the conducting system of the heart, as seen in the lateral view from the right side of the interventricular septum. The conduction system (the sinus node, AV node, bundle of His, and right bundle, on the right side of the septum) is stippled. The right coronary artery (RCA) arises from the right sinus of Valsalva, courses to the right in the AV groove, and then turns sharply, at the crux of the heart, to descend in the posterior interventricular groove as the posterior descending artery. As such, it supplies the posterior and inferior surface of the heart, so that an occlusion of the RCA generally results in an inferior wall or "diaphragmatic" infarction. In the majority of hearts, the RCA sends a large branch near its origin to the sinus node—the sinus node artery. Occlusion of the RCA near its origin, then, usually induces ischemia in the SA node, so its pacemaker function slows, resulting in sinus bradycardia. Actually, the SA node, per se, is not damaged so much as the area of junction between the node and the atrium, so sinus node exit block may develop. Or, the sinus node may fail altogether, resulting in sinus arrest.
At the crux of the heart, where the RCA bends, it gives off another large branch in most hearts to nurture the AV node—the AV nodal artery. Rarely is the AV node infarcted and necrotic, but it is ischemic in the setting of acute inferior wall infarction. Even if the node, per se, were not ischemic, the area surrounding it is; this area contains a plethora of cholinergic ganglia, ischemia of which results in release of acetylcholine, thus mimicking vagal stimulation and slowing conduction through the AV node. The result may be either first, second, or third degree AV (Type I) block. Consequently, an inferior wall infarction is commonly associated with temporary, reversible ischemia of either the sinus node or AV node, resulting in any variety of supraventricular bradycardia. Unless the rate is extremely slow, no therapy is usually required.
Conversely, consider Figure 33.14B, which diagrams the conducting system and coronary distribution from the left side of the septum. The left coronary artery descends in the anterior interventricular groove as the left anterior descending coronary artery (LAD), and, as such, nurtures the main left bundle, both divisions of the left bundle, and also the right bundle (on the other side of the septum). Quite significantly, the LAD also supplies a huge mass of muscle, the interventricular septum, and the anterior papillary muscle, so that the student can also envision potential problems with heart failure, shock, and mitral regurgitation, regardless of any conduction disturbance.
If occlusion of the LAD is associated with bradycardia, then the explanation is generally infra-His or Type II block. The conduction system may be not only ischemic, but infarcted and the block may be irreversible. The ventricular escape is much slower, and the prognosis much worse. Cardiac pacing is generally required as an emergency, and, even then, the prognosis is poor. Figure 33.15 provides an example of Type II block in the setting of acute anterior wall infarction.

Tachycardia

Exactly as with the bradycardias, it is essential to distinguish between the tachycardias of supraventricular origin and those of ventricular origin, since, again, the etiology, prognosis, and therapy differ between the two. The essential clinical features differentiating between the various tachycardias are listed in Table 33.1.
Though overly simplistic, supraventricular tachycardias can generally be divided into three types: paroxysmal supraventricular tachycardia (PSVT), atrial flutter, and atrial fibrillation. PSVT commonly occurs in otherwise normal hearts. Atrial flutter and atrial fibrillation imply cardiac disease of a variety of types, including hypertensive, cardiomyopathic, ischemic, and valvular disease.
The rate of PSVT is generally quite rapid, in the range of 170 to 250 cpm (Figure 33.16A). The rhythm is quite regular. To auscultation, the first heart sound is of constant intensity—so constant, in fact, as to prove "monotonous." With carotid sinus massage, the tachycardia may terminate.
With atrial flutter, the atrial rate is too rapid—300 cpm—to traverse the AV conduction system. Hence, only every other atrial impulse traverses the system to excite the ventricle, with a resultant 2 : 1 atrioventricular ratio or a ventricular rate of 150 cpm (Figure 33.16B). Again, the rhythm is generally regular, and the first heart sound relatively constant in intensity. With carotid sinus massage, the atrial flutter persists, but the ratio of AV block may increase from 2 : 1 to 4 : 1, with a consequent halving of the ventricular rate transiently.
The atria depolarize at 400 to 600 cpm with atrial fibrillation; of course, not all of these impulses can traverse the AV node, but they reach the AV node at varying intervals, conducting for varying distances into the node, resulting in a variable ventricular response, which is quite irregular (Figure 33.16C). The first heart sound may vary somewhat in intensity, depending upon the irregularity of the pulse. With carotid sinus massage, there may be transient slowing of the ventricular response.
Reference to the electrocardiograms (Figure 33.16) shows that the duration of the QRS is generally normal in the supraventricular tachycardias. This is not essential to the diagnosis, however, since the QRS could be prolonged due to an underlying bundle branch block, or intraventricular conduction may be slowed as a result of the excessively rapid depolarization of the ventricular conducting system.
Ventricular tachycardia is never normal, but complicates heart disease of all varieties, particularly ischemic and cardiomyopathic disease. Unlike most varieties of supraventricular tachycardia, ventricular tachycardia may be lethal. The prognosis depends on the underlying heart disease.
The duration of the QRS on the ECG in ventricular tachycardia is almost always prolonged, generally in excess of 140 msec (0.14 sec); however, the rate is quite variable. When less than 100 cpm, the ventricular tachycardia is termed "slow" ventricular tachycardia or accelerated idioventricular rhythm (see Figure 33.6). Conversely, the rate may reach as high as 280 cpm. Typically, ventricular tachycardia displays a rate of 150 to 180 cpm. The rhythm is generally fairly regular.
Commonly, the atria and ventricles are dissociated during ventricular tachycardia—that is, the atria continue to depolarize at a normal or slightly accelerated rate, for instance 100 cpm, whereas the ventricle is depolarized at a more rapid rate. This AV dissociation results in diagnostic: physical findings. When the right atrium contracts against a closed tricuspid valve (resulting from a preceding ventricular contraction), a retrograde, "cannon" a wave is seen in the jugular vein. Because of varying positions of the AV valves, dependent upon the timing of contraction of the chambers, the intensity of the first heart sound varies from beat to beat. If a ventricular contraction is preceded by an appropriately timed atrial contraction, the pulse and blood pressure will be higher than if inappropriate timing occurs. These three findings—cannon a waves, variable intensity of the first heart sound, and variations of the systolic blood pressure—are extremely helpful bedside hints as to the origin of the tachycardia.
With AV dissociation, periodically an appropriately timed atrial complex may conduct through the AV conducting system to "capture" the ventricle prematurely. Electrocardiographically, this is recognized as a complex which is slightly premature, follows a P wave, is conducted more normally, and has a narrower QRS complex. If the capture is so timed that a portion of the ventricle is depolarized from above, but another portion of the ventricle depolarized from the site of the ventricular tachycardia, the result is a "fusion" of the two complexes—one of supra-ventricular and one of ventricular origin. The resultant QRS will be intermediate in configuration between the two origins (Figures 33.6 and 33.17).
Ventricular fibrillation refers to completely disorganized electrical activation of the ventricles. There is no effective ventricular contraction, and death is imminent if the fibrillation is not immediately converted (Figure 33.18).
The clinical bedside findings may help to distinguish between the various tachycardias. More commonly, an EGG is essential to the differential diagnosis. If the duration of the QRS is narrow, one may be fairly certain that the tachycardia is supraventricular in origin. If the duration of the QRS is quite broad, one is approximately 95% certain that the tachycardia is ventricular in origin. On the other hand, approximately 5% of supraventricular tachycardias may conduct with prolonged QRS complexes. The explanation may be a preexistent bundle branch block or aberrant conduction of the rapid supraventricular complexes.
Thus, with a tachycardia and broad QRS, one must distinguish between a ventricular tachycardia and a supraventricular tachycardia conducting aberrantly. Aberrancy refers to abnormally prolonged, intraventricular conduction of an impulse of supraventricular origin. This is the result of an alteration in heart rate, a change in cycle length, or some other functional abnormality. Aberration does not refer to a fixed bundle branch block.
When the supraventricular rate is too rapid (greater than 170 cpm), the impulses may reach the ventricle prior to full repolarization and recovery of excitability of the action potentials in the conducting system; consequently, the impulses conduct aberrantly. In addition, the refractory period of a given impulse is directly related to the preceding RR interval. The longer this interval, the longer its refractory period, and the more likely a subsequent impulse will conduct aberrantly if it occurs relatively prematurely. In other words, when a long interval (which prolongs the refractory period) is followed by a short interval, then the impulse following the short interval may reach the conducting system when still refractory, thus conducting aberrantly. This is referred to as the Ashman phenomenon (Figure 33.9).
Thus, the heart rate, the rhythm, certain physical findings, the duration of the QRS, the relationship between atrial and ventricular depolarization (if seen), and captures and fusions help one distinguish between supraventricular tachycardias with a broad QRS and ventricular tachycardias. The configuration of the QRS in the precordial leads is also helpful. Many of these distinguishing features are listed in Table 33.2.

Patterns

Common EGG abnormalities have been selected to illustrate the application of the technique of pattern recognition. In each instance, the diagnostic criteria are listed, followed by a brief description of the responsible vectors. The altered vectors responsible for the abnormal QRS complexes are diagrammed in Figure 33.19.
The pattern of right bundle branch block is:
Image ch33e2.jpg
Despite a conduction block in the right bundle, the wave of depolarization still reaches the termination of the left bundle, entering the muscle on the left side of the septum at the proper time, then traversing (or crossing) the septum from left to right and depolarizing the left ventricle from endocardium to epicardium. Hence, initiation of the QRS complex remains normal. After a delay of at least 40 to 60 msec, the right ventricle is then belatedly excited by a secondary wave of depolarization which has skirted the area of block. Thus, tacked onto the termination of the normal QRS is the vector of right ventricular depolarization, directed toward V1, and away from the left lateral leads, and delayed and slowed due to conduction of the impulse through the muscle rather than through the conduction system. In other words, to a normal early QRS is added the right ventricular vector, prolonging the QRS duration to 120 msec or more (Figure 33.20).
Recall that right bundle branch block may be functional, resulting from a supraventricular tachycardia or the Ashman phenomenon, when any delay in depolarization of the right bundle allows the left bundle to depolarize first.
The pattern of left bundle branch block is:
Image ch33e3.jpg
Left bundle branch block, on the other hand, is abnormal from its very inception, since the impulse must traverse the right bundle to its termination, enter the ventricular muscle on the right side of the septum, then traverse the septum from right to left to subsequently and belatedly depolarize the left ventricle. The resultant QRS is slowed and delayed from its very beginning, directed solely from right to left, away from the right and toward the left precordial leads (Figure 33.21).
The pattern of left anterior hemiblock is:
Image ch33e4.jpg
The left bundle is not actually a single bundle of conducting tissue, but divides into at least two fascicles or hemidivisions. The left anterior hemifascicle directs depolarization toward the left, anteriorly, and superiorly whereas the left posterior hemifascicle directs depolarization inferiorly and posteriorly.
With block in the left anterior hemidivision (left anterior hemiblock) the left ventricle must initially depolarize via the left posterior hemifascicle so the initial vector will be directed inferiorly, toward leads II, III and aVF and away from leads I and aVL (Vector A in Figure 33.19C). Hence, an R wave will be recorded in the inferior leads, and a Q wave in the lateral leads. Subsequently, the vector will move in the direction of the anterolateral left ventricle or toward leads I and aVL and away from the inferior leads (Vector B), resulting in a tall R wave laterally and deep S wave inferiorly. The QRS will be prolonged by about 20 msec; the resultant duration of the QRS will depend on its initial duration. To diagnose left anterior hemiblock, one must record an rS deflection in the inferior leads, with the S deeper than the r is tall, resulting in an abnormal left axis deviation to the left of −30° (or −45°). Furthermore, since vector 3 is directed more away from lead III than lead II, the S in lead III must exceed the S in lead II.
With left posterior hemiblock, the exact opposite condition prevails, so that the qR is recorded in the inferior leads, and an rS in the anterolateral leads. Left posterior hemiblock is much, much less common than left anterior hemiblock.
When the electrocardiographic criteria for RBBB and LAH are combined, the result is termed bifascicular block. When coupled with first degree AV block, this may represent trifascicular block—that is, RBBB and LAH plus first degree block of the remaining left posterior hemifascicle (see Figures 33.13 and 33.20). If, on the other hand, the prolongation in the PR interval is a result of a delay in conduction across the AV node, then this would indicate bifascicular block with first degree AV block, not trifascicular.
The right ventricle is an anterior, right-sided structure, so right ventricular hypertrophy (RVH) results in a principal QRS vector directed toward lead V1. The ECG criteria for RVH are:
Image ch33e5.jpg
With congenital heart disease, one may suspect not only RVH but its precise anatomic cause. With diastolic or volume overload of the right ventricle, such as that resulting from atrial septal defect, an rSr′ is recorded in V1. The r′ is said to result from hypertrophy of the crista supraventricularis.
With a systolic or pressure overload but right ventricular pressure less than or equal to left ventricular pressure, a tall R is recorded in V1, with a delta wave or slurring of the upstroke (Figure 33.22). When right ventricular pressure exceeds left ventricular pressure (severe pulmonary hypertension or pulmonic stenosis), either a pure R or qR is recorded in V1.
In Figure 33.23, the R exceeds the s in V1 and the axis is rightward, suggesting right ventricular hypertrophy. However, the QRS in V1, is quite "squat" and the absence of a deeper s might suggest that the left ventricle is relatively small. This plus the coexistent left atrial abnormality is highly suggestive of the cause—mitral stenosis.
The pattern of left ventricular hypertrophy is:
Image ch33e6.jpg
The left ventricle is a left-sided and posterior structure, so the increased vectors would be directed accordingly, resulting in a taller, generally delayed R wave laterally and a deeper S wave in the right precordium. Repolarization begins in the endocardium rather than epicardium due to the delay in conduction from endocardium to epicardium so that the ST vector points in the opposite direction to the QRS, with resultant ST depression and T wave inversion in the leads recording the tall voltage (Figure 33.24).
Left atrial abnormality shows the following pattern:
Image ch33e7.jpg
With abnormal conduction in the left atrium, or left atrial hypertrophy, the resultant atrial vector will point toward the left atrium—that is, posteriorly and toward the left. Furthermore, since left atrial depolarization follows right atrial depolarization, it is the terminal portion of the P wave, which will be abnormal, resulting in a terminal negative deflection in V1, and a terminal, delayed, upright deflection in the lateral precordial leads (Figure 33.23).
Right atrial abnormality is characterized by:
Image ch33e8.jpg
Conversely, the earlier right atrial depolarization alters the initial P wave vector, not prolonging overall duration of the P wave but directing it interiorly so that the P wave is of normal duration, peaked, and taller than normal in the inferior leads.

Myocardial Infarction

Myocardial infarction is generally manifested as Q waves (or absence of R waves) due to electrical silence of the scarred zone, with the resultant vectors pointing away from the infarction. Table 33.3 indicates the ECG waves associated with myocardial infarctions at various locations.
With anterior myocardial infarction, there is an absence of R wave, replaced by an abnormal qS complex, in the anterior precordial leads and generally in the limb leads recording over the left ventricle—that is, leads I and aVL. Attempts have been made to localize the anterior infarction more specifically to the septum (V1–2), anterolateral wall (V5–6) or free anterior wall (V3–4). Figure 33.25 provides examples: frankly, however, the correlation between the electrocardiographic diagnosis and the pathological demonstration is highly variable.
With inferior myocardial infarction, the R wave is replaced by a pathological Q wave exceeding 0.03 sec in duration (Figure 33.26) in leads II, III and aVF.
True posterior infarction is demonstrated less directly. Electrodes are not conventionally placed over the back, so that an infarction of the posterior wall of the ventricle is not recorded as pathological Q waves posteriorly. On the other hand, the resultant initial vector must be directed anteriorly, away from the posterior wall, resulting in an abnormal, upward early deflection (R wave) in the right precordial leads. Figure 33.26 displays an inferoposterior infarction, which resulted from occlusion of a large right coronary artery.
Repolarization abnormalities are seen in ischemic injury to the myocardium. Recall that the normal T wave vector is in the same direction as the normal QRS vector, since depolarization and repolarization progress in opposite directions while opposite electrical forces are generated by repolarization. In contrast, with ischemia, repolarization is delayed, reversing the polarity of the T wave, so that T wave inversion is recorded in leads which traditionally record upright T waves. With "injury" to the myocardium, depolarization may be delayed in that zone, resulting in a "current of injury" pointing toward the area of injury. Thus, ST segment elevation is recorded in those leads overlying the injured zone (Figure 33.26).
The timing of a myocardial injury–infarction is not precise. However, the patterns diagrammatically displayed in Figure 33.27 typify myocardial infarction in various stages of development. The earliest electrocardiographic indication of myocardial injury may be a subtle increase in the amplitude of the T wave. Then the ST segments elevate, generally concave upward. Within a few minutes the ST segment elevation is generally convex upward, with less impressive T wave amplification. Within hours the R wave may diminish in amplitude, an abnormal Q wave begins to develop, and the ST segment elevation diminishes. After 4 to 6 hours, and extending to days, pathologic Q waves increase in duration with further loss of R wave and a return in the ST segment toward the baseline. The electrocardiographic indication of a chronic infarction is a pathological Q wave, with consequent loss of R wave activity, generally isoelectric ST segments, and inversion of the T waves in those leads that record Q waves.

Other ST and T Wave Abnormalities

In the Basic Science section, we discussed repolarizalion abnormalities accompanying electrolyte fluxes. An entire host of events can alter repolarization and hence the ST–T segment, including ischemia, hypoxemia, electrolyte abnormalities (potassium, calcium, magnesium), drugs (digitalis, antiarrhythmics, tricyclic antidepressants), and virtually any disease affecting the myocardium (myocarditis, cardiomyopathy, trauma, tumor). Thus, repolarization abnormalities are generally quite nonspecific and require clinical correlation for interpretation.
One sort of ST–T wave abnormality that is fairly diagnostic, however, is that resulting from pericarditis. Here, the ST segment is directed toward the epicardium (left, inferiorly, anteriorly), resulting in ST segment elevation in those leads but ST depression in leads aVR and V1 The ST elevation is generally concave upward and the T wave upright in those same leads, at least early in the course of pericarditis, though later the T waves will commonly invert in those same leads. The PR vector is directed toward the atria, in an opposite direction, so that the PR segment is depressed in the same leads that ST segment elevation is recorded (Figure 33.28).
Thus, the ECG is an extraordinarily useful method for evaluation of the state of the heart's structure, function, and rhythm.
The authors are indebted to Mr. Phillip Wilson, medical illustrator, and Mrs. Karen Deering, secretary, for their help.

References

  1. Castellanos A, Myersburg RJ. The resting electrocardiogram. In: Hurst JW ed. The heart, 6th ed. New York, McGraw-Hill, 1986;206–29.
  2. Chung EK. Practical applications with vectoral principles. 3rd ed. Norwalk: Appleton-Century-Crofts, 1985.
  3. Fisch C. Electrocardiography and vectorcardiography. In: Braunwald EU, ed. Heart disease: a textbook of cardiovascular medicine, 2nd ed. Philadelphia: W. B. Saunders, 1984;1:195–257.
  4. Scheidt S. Basic electrocardiography: leads, axes, arrhythmias. Clin Sym 1983;35(2). CIBA Pharmaceutical Company, Summit, NJ.
  5. Scheidt S. Basic electrocardiography: abnormalities of electrocardiograhic patterns. Clin Sym 1984;35(2). CIBA Pharmaceutical Company, Summit, NJ.

Figures

Chapter 35 An Overview of the Pulmonary System

NCBI Bookshelf. A service of the National Library of Medicine, National Institutes of Health.
Walker HK, Hall WD, Hurst JW, editors. Clinical Methods: The History, Physical, and Laboratory Examinations. 3rd edition. Boston: Butterworths; 1990.
Bookshelf ID: NBK356 PMID: 21250197

Chapter 35 An Overview of the Pulmonary System

Eric Honig.
The diagnosis of pulmonary diseases and disorders requires the integration of pulmonary history and physical examination data acquired at the bedside with data provided by chest roentgenograms and the pulmonary function and blood gas laboratories. Taken together, these modalities provide a framework for generating and pruning a differential diagnosis and for planning therapy.

History

The lung does not produce a wide variety of symptoms. The cardinal symptoms of pulmonary diseases represent the final common pathways of a variety of processes. The constellation of symptoms, their time course and relative severity, however, remain the physician's first basis for the generation of diagnostic possibilities.
Dyspnea (Chapter 36), the subjective sensation of difficulty in breathing, is probably the most common respiratory complaint and cannot be differentiated at first glance from dyspnea due to cardiac disease, neuromuscular weakness, or simple obesity. Dyspnea should always be quantified as to how much exertion is necessary to produce the sensation of breathlessness.
Wheezing and asthma (Chapter 37) point to the presence of an obstructive airway process but may be seen in heart failure as well. Wheezing may result from airway reactivity, airway narrowing, airway obstruction, compression, tumors, aspirated foreign bodies, as well as a variety of biochemical and immunologic insults. The time course of wheezing complaints and history of precipitating causes provide important information for interpretation.
Cough and sputum production (Chapter 38) are common to obstructive, inflammatory, infectious, and neoplastic pulmonary processes, as well as cardiac diseases and disorders of the ears, nose, and throat. Cough is a normal defense mechanism of the respiratory tract, but when increased in severity or frequency, cough can be a cause of disease as well as an indicator of disease. Sputum production reflects the presence of inflammatory, infectious or neoplastic disease in the airways or pulmonary parenchyma. The amount and character of sputum provide the physician with helpful clues to distinguish among possible etiologies.
Hemoptysis (Chapter 39) is never normal and can be a warning of a serious or even life-threatening respiratory disorder. Hemoptysis must be differentiated from hematemesis and from simple epistaxis, and must be quantified in terms of volume per 24 hours for adequate assessment.
Tobacco use (Chapter 40) is probably the most prevalent cause of chronic lung disease in the United States and the most important avoidable cause of respiratory morbidity today. The risk of serious pulmonary diseases including lung cancer and emphysema is directly related to the number of cigarettes a patient has smoked. Smoking should be quantified in terms of pack years, packs per day multiplied by the number of years smoked. Smoking of substances other than tobacco is also a potential cause of morbidity. Use of marijuana, cocaine, and other inhalable drugs should also be considered.
Environmental inhalation (Chapter 41) is a significant cause of respiratory diseases. Coal miners ("black lung"), quarry workers (silicosis), insulation installers and shipyard workers (asbestosis), and cotton mill workers (byssinosis) represent notable risk categories. A thorough work history should be a part of every clinical evaluation, especially when unexplained respiratory complaints are present. Environmental exposures may be either sustained or episodic. The examiner should inquire carefully about the relationship of symptoms to specific exposures. In particular, a detailed occupational history is important in patients where an etiology is not readily apparent. The actual job performed as well as job title should be explored.
Past pulmonary disease (Chapter 42) contributes background information that is helpful in assessing a current complaint. Knowledge of prior respiratory infections or prior chest film abnormalities is invaluable in the interpretation of a current problem.
In settings where tuberculosis remains prevalent, knowledge of a history of tuberculosis (Chapter 47), tuberculosis exposure, and tuberculin skin test results may prove crucial.
Symptoms of infections such as fever or chills may be important evidence in the evaluation of a productive cough, and the presence or absence of weight loss or loss of appetite may serve to underscore the seriousness of a particular complaint or objective abnormality. Because the lung is often involved in systemic diseases, the pulmonary history should always be viewed in relation to other problems affecting the whole patient.

Physical Examination

The only instrument required for physical examination of the respiratory system is a stethoscope. The examiner evaluates the function of the respiratory muscles, the airways, and the pulmonary parenchyma, looking for evidence of respiratory distress or increased work of breathing, evaluating the function and pattern of utilization of the respiratory muscles, and assessing the state of the airways and the lung parenchyma.
The physical examination of the lung is referenced to the time frames of inspiration and expiration, just as the cardiac examination is referenced to systole and diastole. In inspiration, the respiratory muscles are doing work, air is flowing through the airways, and with lung expansion, terminal gas exchanging units are opening. Air flows out through the airways during expiration, but expiration is normally passive, without perceptible muscle activity. Two-thirds of the normal respiratory cycle is spent in inspiration.
The major characteristic of the normal respiratory physical examination is symmetry. What is encountered on one side should be encountered on the other. What is perceived anteriorly should be perceived similarly when examining posteriorly. The examiner should be sensitive to small deviations from the symmetry normally seen from region to region, and some experience is necessary to distinguish a normal from an abnormal finding. The examiner should be alert to signs of increased work of breathing or respiratory distress and to the presence or absence of certain pathologic constellations, particularly consolidation, pleural effusion, and pneumothorax (Table 35.1).
The respiratory examination is normally performed according to Osler's classic sequence of inspection, palpation, percussion, and auscultation (Table 35.2). All lobes of the lung should be systematically examined. The examiner should be aware of the surface projections of each of the five lobes (Figures 35.1 and 35.2). Findings should be compared left with right, upper with lower, and anterior with posterior.
The examination starts with a thorough inspection. With the patient seated or supine, the examiner begins, facing the patient, by counting the patient's respiratory rate, observing the rise and fall of the chest wall and abdomen. Fifteen to 30 seconds" observation should suffice. It should be noted whether any irregularities in the patient's respiratory rhythm are present (Chapter 43). The depth of inspiratory efforts should be noted and compared to the examiner's perception of normal. The relative time taken by the inspiratory and expiratory phases should be compared. Two-thirds of the respiratory cycle should normally be spent in inspiration (I:E = 2:1).
The examiner should next observe the pattern of respiratory muscle use. Normally, the diaphragm does all the work of inspiration and the abdomen will move outward along with the chest wall as the diaphragm descends (Figure 35.3). Inward inspiratory motion of the abdomen is termed abdominal paradox and suggests diaphragmatic dysfunction (Figure 35.4). Inward inspiratory motion of the chest wall is suggestive of a decrease in lung compliance. Placing the palms of the hands on the chest and abdomen may help confirm the visual impression. Active use of the abdominal musculature during expiration is distinctly abnormal. Look to see if the strap muscles of the neck, the scalenes, and the sternocleidomastoids are contracting during inspiration causing an upward motion of the entire chest. Use of accessory muscles is suggestive of increased inspiratory work of breathing.
Extreme increases in inspiratory work of breathing may be reflected in accentuated swings of pleural pressure. Negative pleural pressure may be manifested by inspiratory retraction of the suprasternal or supraclavicular notches or the intercostal spaces. In the presence of notch retraction, pulsus paradoxus is frequently present and should always be measured (Figure 35.5).
Finally, the examiner should note whether the hemithoraces move equally and simultaneously and note whether any anomalies of the chest wall are present.
For the remaining phases of the examination—palpation, percussion, and auscultation—it is most efficient to complete the examination of the anterior chest, then ask the patient to sit upright and complete the examination of the posterior chest. The anterior chest examination covers the muscles of respiration, the trachea and major airways, the anterior upper lobes, and the right middle lobe and lingula, respectively. The posterior chest examination covers the posterior segments of the upper lobes, the superior segments of the lower lobes, and the posterior and lateral basal segments of the lower lobes.

Examining the Anterior Chest

Palpation serves to reinforce the impressions generated from inspection and provides preliminary impressions about the state of the parenchyma that will be confirmed by percussion and auscultation.
Begin by establishing whether the trachea is in the midline. Place the thumb and index fingers of the examining hand on the lateral aspects of the trachea in the suprasternal notch and palpate the relative distances from the fingers to the borders of the sternocleidomastoid muscles. Normally, the trachea will be the midline and the distances will be equal.
Palpate the sternomastoid muscles themselves to determine whether they are tensing during inspiration reflecting accessory muscle use.
Next, the anterior chest should be palpated with the palms flat against the chest wall and the thumbs touching over the sternum to establish the midline (Figure 35.6). The hands should be placed at the angle of Louis, at the fourth to fifth intercostal space and again at the lower costal margin. The patient is asked to take slow deep breaths and the expansion of the hemithoraces should be observed with attention paid as to whether expansion is equal in amplitude and timing. The costal margin itself should be palpated to determine the presence of end-inspiratory retraction, or Hoover's sign. Hoover's sign suggests severe hyperinflation and air trapping (see Figure 35.4). Finally, the examiner's hands should be placed on the mid-chest in the midline and the upper abdomen to determine whether thoraco-abdominal dyssynchrony or paradoxical movements might be present, and to rule out active use of abdominal muscles during expiration.
Percussion of the thorax attempts to assess the state of the pulmonary parenchyma, whether it is filled normally with air, consolidated or hyperinflated. Percussion may also detect obliteration of the pleural space by fluid (pleural effusion) or by air (pneumothorax).
Percussion is performed during normal tidal breathing over the projection of each of the lobes (Figure 35.7). The percussion note is elicited by placing the distal ends of the middle and index fingers flat against the surface to be percussed. The distal interphalangeal joint of the middle or index finger (pleximeter) is sharply rapped by the corresponding finger tips of the opposite hand (plexor). The motion should be generated by flexion of the tapping wrist rather than by motion of the whole arm. For small examiners and large patients, a reflex hammer may be conveniently substituted for the tapping finger.
Percussion notes are described as normal or resonant, tympanitic, and dull. They may be compared with locations in which these notes normally occur (Figure 35.8). A normal percussion note is generally heard over the lung fields. A tympanitic or hyperresonant note can be elicited over the gastric air bubble just under the left hemidiaphragm and a dull percussion note is normally encountered over the liver.
The percussion note will also be dull over the cardiac borders in the left anterior chest. Otherwise, a normal note should be encountered throughout both hemithoraces.
Auscultation assesses the state of the airways and provides additional information about the state of the lung parenchyma. Like the findings from inspection, palpation, and percussion, normal findings are characterized by their symmetry. Auscultation is performed using the diaphragm of the stethoscope over the lobar projections in inspiration and expiration. The patient should be asked to breathe slowly and deeply through the mouth. Some patients may breath hold after inspiration and will need to be told to exhale. Simple requests such as "in" or "out" will usually suffice in these cases. The spontaneous respiratory rate may be estimated during auscultation in patients whose shallow breathing pattern makes measurement by inspection or palpation difficult. Remember to warm up the stethoscope before examining the patient.
Breath sounds are described according to their quality, intensity, transmission characteristics, and the presence or absence of extra (adventitious) sounds. Breath sounds are qualitatively described as normal (vesicular) or bronchial. Normal breath sounds can be compared to the sounds heard over the examiner's own chest provided no significant respiratory problems are present. Bronchial breath sounds are louder, higher pitched, harsher, and more immediate than normal vesicular sounds and ordinarily can be heard directly over the trachea. Unlike normal vesicular sounds, expiration is heard with particular clarity in bronchial breathing. Bronchial sounds anywhere else in the chest are abnormal and suggest consolidation of lung parenchyma. Sounds intermediate in quality are sometimes referred to as bronchovesicular.
The intensity of breath sounds relates to the amount of airflow in the region being examined and to the proximity of the lung to the examiner. Normally, sounds will be heard somewhat louder at the bases than in the upper lobes, reflecting the normal apical–basal gradient of regional ventilation. Some experience is necessary when asymmetric intensity is encountered to distinguish a regional increase in intensity from a decrease in other areas.
While listening to tidal breathing, the examiner should be alert to the presence of adventitious lung sounds, extra sounds associated with respiration. Crackles or râles are discontinuous monophonic sounds heard during inspiration that reflect the opening of closed terminal respiratory units. Wheezes are continuous polyphonic sounds heard during expiration that reflect narrowing of intrathoracic airways. Rhonchi are low-pitched continuous snoring sounds heard in either inspiration or expiration associated with uncleared secretions in the airways. Stridor is a wheezing sound most commonly encountered in extrathoracic airways and heard in inspiration. Stridor usually reflects extrathoracic airway obstruction but may be caused by a fixed obstruction anywhere in the tracheobronchial tree. Pleural rubs may be heard in either respiratory phase and sound like the rubbing of leather.
Transmission of spoken sounds will be influenced by the underlying parenchyma and the state of the pleural space. The normal air-containing lung and pleural spaces are relatively poor transmitters of sounds. This transmission may be decreased even further in the presence of excess air or fluid in the pleural space, and increased in the presence of consolidation. Transmission can be described as normal, increased, or decreased. Transmission can be tested by vocal fremitus, tactile fremitus, or whispered pectriloquy. Each has the same significance, and one or all may be tested on any one patient depending on the examiner's level of confidence with the findings elicited.
Traditionally, vocal fremitus is tested by listening with the diaphragm of the stethoscope over the projections of each lobe while asking the patient to repeatedly say "ninety-nine." Having the patient say "boy," "oil," or "Freud" will also work and more closely approximates the original technique of the nineteenth-century German physicians who introduced the method. Tactile fremitus may be evaluated by palpating the same areas of the chest with the palms of the hands while asking the patient to say the same words. The significance of fremitus is the same by either auscultation or palpation. Both modalities need not be checked in all patients, but in cases of uncertainty, the two methods reinforce each other.
Whispered pectriloquy is elicited by having the patient whisper "one, two, three" while the examiner listens with the stethoscope diaphragm over the projections of the lobes. Normally, the sounds will not be distinctly perceived, but the words may be clearly discernible in the presence of consolidation. Whispered pectriloquy has the same significance as increased fremitus and adds no new information to those approaches.
Egophony, or "E to A" change (the name is derived from the Greek for bleating of goats), is a special case of altered transmission. Consolidation or pleural effusions allow only certain sound frequencies to pass through to the examiner's ear and tend to distort the sound of the vowel "E" so that it is perceived by the examiner as "A" or "AAAH." Egophony is elicited while listening over the projection of the lobes with the stethoscope diaphragm and asking the patient to say "E."
Additionally, the forced expiratory time (FET) may give a clue to the presence of obstructive disease. Have the patient take in a full, deep inspiration and hold that breath. At command, have the patient exhale as hard and as fast as possible and keep squeezing until all air is gone. (This is the same as the forced expiratory maneuver of a pulmonary function test. If the patient has done that test before, it makes instructions easier.) Listen over the trachea while watching the second hand of a watch. All breath sounds should cease within 5 seconds. Continued airflow beyond that time suggests airways with long time constants of emptying and obstructive lung disease.

Examining the Posterior Chest

The sequence of examination is now repeated posteriorly with the patient in a sitting position. Legs hanging over the side of the bed are probably easiest for the examiner but one may have to assist a sick patient to sit up in bed. Care should be taken to make sure that the patient does not lean to one side artifactually influencing the expansion of the chest and distribution of ventilation.
The posterior examination reflects thoracic structure as well, the posterior segments of the upper lobes, and the superior and basilar segments of the lower lobes.
During inspection, the examiner should observe whether both hemithoraces move simultaneously and to a similar degree. The presence of kyphosis, scoliosis, or other spinal anomalies should be noted. Any scars should be noted.
Palpation is performed similarly to the anterior chest examination. With thumbs positioned over the spine to mark the midline, the palms of both hands are placed over the posterior thorax to evaluate expansion of the chest. The examiner should note whether the hemithoraces move simultaneously and to a similar degree. The posterior chest should be palpated at the superior scapular border, lower scapular border, and lower costal margin, checking the upper lobes, superior segments of the lower lobes, and both bases.
The posterior chest should be percussed bilaterally over the posterior projection of lobes and segments (Figure 35.2).
Auscultation should repeat the examinations performed anteriorly.

Additional Evaluation

With inspection, palpation, percussion, and auscultation of the anterior and posterior thorax, the physical examination of the respiratory system is complete. These data should not be viewed in isolation, and attention should be directed to physical findings associated with pulmonary diseases.
The heart should be examined for signs of right heart failure or pulmonary hypertension, especially jugular venous distention (Chapter 19), pedal edema (Chapter 29), hepatomegaly and tenderness (Chapter 95), a sharp pulmonic component of S2 (Chapter 23), a palpable pulmonary artery impulse (Chapter 21), and the murmur of tricuspid insufficiency (Chapter 26).
Clubbing (Chapter 44) is a frequent concomitant of chronic inflammatory or neoplastic lung diseases, and hypoxemic lung disease may be accompanied by cyanosis (Chapter 45). Lymphadenopathy (Chapter 149) should be sought, particularly in the cervical triangles, supraclavicular notches, and axillae.
The pulmonary history and physical examination provide only part of the picture in the evaluation of respiratory complaints. The bedside examination must be correlated with the chest roentgenogram (Chapter 48), arterial blood gases (Chapter 49), and pulmonary function studies to derive a complete basis for the diagnostic process. The value of the roentgenogram in particular cannot be overestimated in the diagnostic process for diseases of the chest.

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